Rules Blog

Protest Hearings

An experienced Jury chairman will run the hearing according to a standard procedure.

Here is an outline of what to expect.

  • The hearing should start on time and parties (usually you and the other boat) need to be there
  • Your witnesses need to be available to be called

The Chair will run, control and direct proceedings as follows.

  • Introductions
  • Conflict of interest
  • Protest validity
  • Protestor explains incident
  • Protestee explains incident
  • They may each question each other about the explanation
  • (Leading questions not allowed)
  • The jury may ask questions at any time, but usually leave specific questions until the end of evidence being heard
  • Protestor witness explains what they saw
  • Protestor witness asked questions
  • Protestee witness explains what they saw
  • Protestee witness asked questions
  • Final questions
  • Protestor sums up their view of the incident
  • Protestee sums up their view of the incident
  • Jury Deliberates and decides protest
  • Parties recalled and the decision announced
  • Hearing closed

That is the basic running order, here are a couple of further details.

  • Let the Chair run the hearing, everyone gets a chance
  • Once a protest is determined to be valid – notification red flags , valid form etc…  – validity is not addressed again in the hearing
  • Leading questions will be disallowed
  • Model boats are available and are very useful to illustrate an explanation
  • The chair will manage the procedures and the order that questions are asked – follow their lead
  • Evidence is weighted on a number of factors.
  • The jury will focus on determining key facts and aspects that are in dispute
  • Some details are of little importance to the decision – only say what is relevant
  • All evidence is heard in the presence of the parties, but witnesses do not get to hear other evidence
  • Observers may be allowed, but they must not communicate with anyone at all or they will be removed from the hearing
  • The Jury will deliberate in private and may pause mid-hearing to do so
  • It is a boat’s responsibility to organise witnesses, the jury may call further witnesses if it wants to
  • Video is rarely useful or conclusive, but may support establishing a specific fact or aspect

Evidence

  • The Jury weights evidence
  • Use plain english, avoid jargon
  • Accurate recall of specific details can vary
  • If unsure of an aspect or the answer to a question – say so, don’t guess or give a convenient answer
  • The Jury uses the best evidence from the whole hearing to determine facts
  • 1 good witness is usually better than 3 poor witnesses
  • Perfectly identical evidence raises a concern that it is scripted and rehearsed
  • It is rarely useful to call additional witnesses that do not add anything or anything new to your case
  • If someone has a different recollection, it does not mean they are lying or that you are lying

Before the hearing, try to understand the rules that applied:

  • If you work out you broke the rule – why not take a scoring penalty or retire?
  • Multiple rules can apply and transition during an incident
  • Understand each of the definitions that apply to the rules used
  • Understand which boat had right of way and what limitations apply to he right of way boat.
  • See below for an example
  • Don’t use old rules or words from old words “Mast abeam” , “Tacking in my water”

Manners

  • Use good manners at all times
  • Don’t attack the person
  • Refrain from assigning intent, many mistakes are misjudgements or not understanding the rule
  • Respect the volunteer officials they are applying a process that World Sailing prescribes – you agreed to those rules and procedures when you entered the race

The decision.

  • The decision will be decided on the balance of probabilities after the Jury weighs the evidence
  • Often the evidence is not conclusive, but the jury has to decide on the balance of probabilities
  • The Jury decides facts, these cannot be appealed
  • Consider the decision, are the conclusions supported by the facts that were determined based on the weighted evidence and the balance or probabilities
  • Start thinking about sailing well in your next race

 

 

 

 

 

 

Startline Parallax

Startlines can be tricky to judge for sailors and in the very carefully worded World Sailing Case 136  it is acknowledged that a correctly positioned Race Committee member following the correct procedures will usually provide more reliable evidence than a boat on the start line.

The diagram above and this facebook clip (from Volunteer at the NEXT GEN start illustrate how the Start boat is positioned better than some racing boats to determine if a boat is OCS.

The start boat can see the green boat is below the line, but the yellow boat is likely to think it is over.

This is also referred to as the Parallax effect that you can review here https://en.wikipedia.org/wiki/Parallax 

Penalty to right of way boat

At the Sorrento Cup, one incident that was closely observed by the umpires nearly had a penalty against  the boat that was on starboard, then had mark room and then was leeward right of way.

  • Approaching the top mark B was on Port and Y on Starboard. (RRS 10 B Keep Clear)
  • X cleared in front of Y and then changed tack in the zone (RRS 13 B Keep Clear)
  • After B came to her close-hauled course and was clear ahead (RRS 12 B is Right of way; But RRS 15 B needs to Initially give room for Y to Keep Clear)
  • B gave room for Y to pass between her and the mark (RRS 18.3)
  • Y came from astern and became overlapped to leeward of B and initially gave B room to keep clear (RRS 15 Limitation for Y, but exonerated under RRS 21 if only taking the mark room she requires, RRS 17 limitation on proper course for Y, RRS 11 B needs to keep clear and give mark room under RRS 18.2)
  • After passing the mark B luffs, above her proper course to the hitch, and B promptly luffs to keep clear. (RRS 17 Y breaks the rule and RRS 11 Y keeps clear)
  • Y is quite vocal in hailing “Up” when she is not allowed to sail above her proper course (Sailing Instruction 1.7 It is unsportsmanlike to intimidate another boat when the other boat is keeping clear and the hailing boat is breaking a rule – Umpire considers an umpire-initiated penalty)
  • Y bears down to her proper course – no more hailing and no clear actions of protest by either boat (incident closed)

A couple of observations

  • If either boat had hailed protest, Y would have been penalised.
  • If hailing “Up” had continued or if Y had argued or told off B, Y would have earned an umpire-initiated penalty.
  • B did all the right things. If she had not luffed and kept clear when Y luffed above her proper course, B would have been penalised as well as Y.

 

 

 

URGENT RULE CHANGE

World Sailing have published this change to case 132 effective 3 December 2018.

 

Protests and Validity

We had a bit of discussion following an Arbitration, protest and de-brief and it seems that it would be worthwhile sharing with the whole fleet.

First up the, the representatives conducted themselves with good grace and sportsmanship and were careful to ensure they did not let any emotions come into play in the hearing: That’s great!

The arbitration did not end up with either boat taking a penalty, so the matter proceeded to a protest, with a protest committee of three people.

Informing the protested boat, validity and Protest Committee Actions

The protest was found to be invalid, due to the timing display of the red flag. The parts of the rules that were applied are in bold below:

——————————–

61.1 Informing the Protestee

  1. A boat intending to protest shall inform the other boat at the first reasonable opportunity. When her protest will concern an incident in the racing area that she was involved in or saw, she shall hail ‘Protest’ and conspicuously display a red flag at the first reasonable opportunity for each. She shall display the flag until she is no longer racing.

63.5 Validity of the Protest or Request for Redress

At the beginning of the hearing the protest committee shall take any evidence it considers necessary to decide whether all requirements for the protest or request for redress have been met. If they have been met, the protest or request is valid and the hearing shall be continued. If not, the committee shall declare the protest or request invalid and close the hearing. If the protest has been made under rule 60.3(a)(1), the committee shall also determine whether or not injury or serious damage resulted from the incident in question. If not, the hearing shall be closed.

60.3 A protest committee may

  1. protest a boat, but not as a result of information arising from a request for redress or an invalid protest, or from a report from a person with a conflict of interest other than the representative of the boat herself. However, it may protest a boat
    1. if it learns of an incident involving her that may have resulted in injury or serious damage, or
    2. if during the hearing of a valid protest it learns that the boat, although not a party to the hearing, was involved in the incident and may have broken a rule;
  2. call a hearing to consider redress;
  3. act under rule 2(b); or
  4. call a hearing to consider whether a support person has broken a rule, based on its own observation or information received from any source, including evidence taken during a hearing.

——————————-

In these situations, the protest committee has no choice under the rules but to close the hearing when the requirements have not been met, it’s not a choice that they have and no further details of the incident, or whether it has merit can be considered unless there is serious damage or injury.

Sailing a rival off the course

The Couta Boat aggregate comes to a climax this weekend with 2 races scheduled, with only a few points separating the leaders, there could be some match racing.
Let’s explore what boats can and can’t do.

Rule 24 Interfering with another boat.

24.2 states that if reasonably possible, a boat shall not interfere with a boat on another leg, but the rule does not apply when sailing her proper course, Case 126 explores some of the situations when this rule could be applied

Case 78 This is the permissive rule – It states when a boat can fairly hinder another boat’s progress – But there are strict limits on what’s fair play.
If a boat sticks within these limitations, it’s a fair duel.

Then we have a few cases that explicitly state what’s not fair play and even allows for redress for the infringed boat.  In summary, don’t break a rule when you interfere with another boat.

Case 34 – Hindering another boat may be a breach of rule 2 and the basis for granting redress and for action under rule 69.2.

Case 65 – A boat knows she should take a penalty – but continues to interfere with another boat

TR - New calls - Mark Room is not unlimited

The Call Book supplement has been updated with the most significant changes  limiting a boat with mark-room, to only use that mark-room: She doesn’t “own the zone”.

In Call E5 below, yellow gets penalised

In Call H2, the blue boats get penalised because she had mark room and was right of way but did not give Y room to keep clear.

In Call H5 yellow with mark room is exonerated when she resumes her proper course at Position 3 – even though she is give way boat.

This will see some changes in the way the game is played – Many racers and umpires have had an inaccurate view of mark-room, often the game is played such that a boat that gets mark room and doesn’t leave the zone completely owns it – that will change.